IN THE MATTER OF: RICHARD PANKOWSKI, 278 Freeport Road, Pittsburgh, PA, 15238; JEFFERSON PILOT FINANCIAL INSURANCE COMPANY, 8801 Indian Hills Drive, Omaha, NE 68111; JEFFERSON PILOT LIFE INSURANCE COMPANY, PO Box 21008, Greenboro, NC 27420-1008, NOTICE OF PROPOSED AGENCY DISCIPLINARY ACTION AND OPPORTUNITY FOR HEARING
IN THE MATTER OF: KEITH KLIMA AND STANDARD MARKETING SERVICES. CEASE AND DESIST ORDER.
IN THE MATTER OF MARSH & McLENNAN COMPANIES INC. and MARSH, INC. REGULATORY SETTLEMENT AGREEMENT (MULTISTATE)
IN THE MATTER OF THE PROPOSED DISCIPLINARY TREATMENT OF BEN THEILEN, doing business as AA BAIL BONDS, FINDINGS OF FACT, CONCLUSIONS OF LAW , AND ORDER AND NOTICE OF OPPORTUNITY FOR JUDICIAL REVIEW
IN THE MATTER OF: SURE FOUNDATION INTERNATIONAL, INC., REBECCA JENSEN and JON TOLMAN JENSEN, their agents and representative, INTERNATIONAL BUSINESS EDUCATION ASSOCIATION, JACQUELINE ANN LARGENT, JASON MICHAEL WRIGHT, ROBERT LEE HARDIN, JR., FRANK WILLIAMS, and John and/or Jane Does 1-196, CEASE AND DESIST ORDER (AMENDED)
IN THE MATTER OF: RYAN BECK & CO.,220 South Orange Ave., Livingston, New Jersey 07039, A broker-Dealer firm; RYAN BECK LIFE AGENCY, INC., 650 Madison Ave. 10th Floor, New York, New York 10022, An Insurance Agency; STEVEN GROSSMAN, individually and in his capacity as a salesperson for Ryan Beck & Co. and as an insurance producer affiliate for Ryan Beck Life Agency; RALPH FREYDBERG, individually and in his capacity as a branch ;manager for Ryan Beck & Co.; and John and Jane Does 1-5; NOTICE OF PROPOSED AGENCY DISCIPLINARY ACTION AND OPPORTUNITY FOR HEARING
IN THE MATTER OF: WADDELL & REED, INC., 6300 LAMAR AVENUE, OVERLAND PARK, KS, 66202, A Broker -Dealer firm registered in Montana and a federally covered Investment Advisor firm notice file in Montana; ROBERT HECHLER, Individually and in his capacity as President, CEO and CFO for WADDELL & REED; ROBERT WILLIAMS, individually and in his capapcity as Executive Vice President and National Sales Director for WADDELL & REED; and WILLIAM JELINEK, individually and in his capacity a financial advisor, MICHAEL COSTLE, individually and in his capacity a financial advisor, CHARLES GRIFFITH, individually and in his capacity a financial advisor, MICHAEL ERICKSON, individually and in his capacity a financial advisor, PATRICIA MATTHEW, individually and in her capacity a financial advisor, KEVIN FREDENBERG, individually and in his capacity a financial advisor, BRYAN THIES, individually and in his capacity a financial advisor, WILLIAM SOLOMON, individually and in his capacity a financial advisor, KRISTINE VOOHEES, individually and in her capacity a financial advisor, JUDY RIESENBERG, individually and in her capacity a financial advisor, CHRISTOPHER FABER, individually and in his capacity a financial advisor, WILLARD FLADAGER, individually and in his capacity a financial advisor, THOMAS TILLEMAN, individually and in his capacity a financial advisor, GREGORY SCHMAUTZ, individually and in his capacity a financial advisor, VANCE BENNETT, individually and in his capacity a financial advisor, ROBERT A. SMITH, individually and in his capacity a financial advisor, THOMAS ADOLPH, individually and in his capacity a financial advisor, BRIAN LETHERT, individually and in his capacity a financial advisor, ALBERT MARTINEZ, individually and in his capacity a financial advisor, DANNY BERG, individually and in his capacity a financial advisor, EILEEN ASHWAL, individually and in her capacity a financial advisor, JASON RENSKERS, individually and in his capacity a financial advisor, MICHAEL BENTZ, individually and in his capacity a financial advisor, THOMAS AGNEW, individually and in his capacity a financial advisor, JAYLA FROST, individually and in her capacity a financial advisor, GUS SHARP, individually and in his capacity a financial advisor, JUDITH SEAMAN, individually and in her capacity a financial advisor, and R. RAMONA SMITH, individually and in her capacity a financial advisor, NOTICE OF PROPOSED AGENCY DISCIPLINARY ACTION AND OPPORTUNITY FOR HEARING
IN THE MATTER OF: BRECEK & YOUNG ADVISORS, INC., 1110 Iron Point Road, Ste. 100, Folsom, CA 95763, A Registered Broker-Dealer Firm and, Federally Covered Advisor, DANIEL CHAMBERLIN, individually and in his capacity as a securities salesperson; CONSENT AGREEMENT and ORDER
IN THE MATTER OF: THE GLOBAL HEALINGS SOCIETY, JOSEPH MICHAEL GARDINIER, also know as DR. REV. JOSEPH MICHAEL GARDINIER and DR. REV. JOSEPH-MICHAEL: GARDINIER®, and/or their agents, representatives, and assignees, FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER AND NOTICE OF OPPORTUNITY FOR JUDICIAL REVIEW
IN THE MATTER OF THE PROPOSED AGENCY ACTION REGARDING THE INSURANCE PRODUCER LICENSE OF KIMBERLY P. DeFORD, LICENSE #932166. CONSENT AGREEMENT AND FINAL ORDER
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