Montana State Auditor's Office

Montana State Auditor's Office Securities 2004 Legal Actions

• IN THE MATTER OF:  MARTIN BOWER, TEMPORARY CEASE AND DESIST ORDER

• IN THE MATTER OF:  MARTIN BOWER,  CEASE AND DESIST ORDER AND ORDER FOR REVOCATION OF PRODUCER'S LICENSE

• IN THE MATTER OF:  MARTIN BOWER, FIRST AMENDED NOTICE OF PROPOSED AGENCY AND DISCIPLINARY ACTION AND OPPORTUNITY FOR HEARING

• IN THE MATTER OF:  JOHN DAVID FOX, KATHERINE A. FOX, MBIA ASSOCIATES and their agents and representatives,  CEASE AND DESIST ORDER

• IN THE MATTER OF:  MONTANA HEDGE PARTNERS, LP and ROBERT M. SEAMONS,  TEMPORARY CEASE AND DESIST ORDER and NOTICE OF PROPOSED AGENCY ACTION AND OPPORTUNITY FOR HEARING

• IN THE MATTER OF:  MARK PAYTON,  CONSENT AGREEMENT

• IN THE MATTER OF:  JOHN C QUIST,  TEMPORARY CEASE AND DESIST ORDER and NOTICE OF PROPOSED AGENCY ACTION AND OPPORTUNITY FOR HEARING

• IN THE MATTER OF:  E.K. RILEY INVESTMENTS, LLC,  CONSENT AGREEMENT AND ORDER

• IN THE MATTER OF:  SPELLBINDER FUNDING, LLC; DENNIS C. HEALEY and DEREK USINGER; and their agents and representatives;  MOTION FOR DEFAULT AND ORDER

• IN THE MATTER OF:  SPELLBINDER FUNDING, LLC; DENNIS C. HEALEY and DEREK USINGER; and their agents and representatives;  TEMPORARY CEASE AND DESIST ORDER AND NOTICE OF PROPOSED AGENCY ACTION AND OPPORTUNITY FOR HEARING

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