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CSI Securities 2006 Legal Actions

In the Matter of:  Ameriplan USA Corporation * 04-03-06-212-I

Notice of Proposed Agency Action Temporary Cease and Desist
  Consent Agreement and Final Order  

In the Matter of: Troy Allen Bruce * I-11-28-06-238

Notice of Proposed Agency Action Consent Agreement and Final Order

In the Matter of: Nicholas Richard Cladis * I-10-16-06-241

Notice of Proposed Agency Action Consent Agreement and Final Order

In the Matter of: Patrick Phillip Davison * I-08-18-06-236

    Temporary Cease and Desist
Consent Agreement and Final Order Amended Notice of Proposed Agency Action

In the Matter of: Randall G. Knowles * DA-08-0016

Findings of Fact, Conclusions of Law, and Order Montana Supreme Court - Brief of Appellant
  Montana Suupreme Court - Decision US Supreme Court - Petition for Appeal
  US Supreme Court - Denial US Supreme Court - Denial

In the Matter of: Bernard M. Komer * SEC-2009-41 * 03-07006-2011

Consent Agreement and Final Order Consent Agreement and Final Order ( Citigroup)

In the Matter of: Bart Murnion * 12-08-05-153-1 * INS-2006-67

Consent Agreement (securities) Temporary Cease and Desist
  Consent Agreement (insurance)  

In the Matter of: Piper Jaffray and Company * I-04-19-06-216

Consent Agreement  

In the Matter of: Quadra Pay Land LLC * C-03-27-06-210

  Permanent Cease and Desist Consent Agreement and Final Order

In the Matter of: Russell Millard Squire III * I-06-06-06-222

  Notice of Proposed Agency Action Cease and Desist
  Consent Agreement and Final Order  

In the Matter of: UBS Financial Services

  Consent Agreement