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CSI Securities 2007 Legal Actions

In the Matter of:  James A. Andrews * C-08-07-06-235

Notice of Proposed Agency Action Temporary Cease and Desist
  Consent Agreement and Final Order  

In the Matter of: Caruba International Business Corporation * SEC-2007-93

Notice of Proposed Agency Action Temporary Cease and Desist

In the Matter of: Cascade Explortion Inc. * 1-11-08-05-150

Notice of Proposed Agency Action Consent Agreement ( Kegel )
  Consent Agreement ( Statelin ) Consent Agreement and Final Order

In the Matter of: Concord Equity Group * SEC-2009-58

Notice of Proposed Agency Action Temporary Cease and Desist
 

Consent Agreement RE: Respondent Concord Equity Group, LLC

Consent Agreement RE: Respondent Concord Equity Group Advisors

In the Matter of: MDM Energy * 1-07-28-06-231

Consent Agreement and Final Order  

In the Matter of: Mid-America Energy Inc. * C-04-03-07-30

Notice of Proposed Agency Action Temporary Cease and Desist
  Proposed Finding of Fact, Conclusions of Law and Order Final Agency Decision

In the Matter of: Ehrnkrantz King Nussbaum * SEC-2007-71

Notice of Proposed Agency Action Consent Agreement - Lubarsky
  Consent Agreement - Sirota Consent Agreement - Tamborello
  Consent Agreement - Giugliano and Iezzoni Consent Agreement - Iezzoni

In the Matter of: TTG Financial Services, Inc. * I-09-10-07-255

Consent Agreement and Final Order  

In the Matter of: Richard H. Westerman * C-05-04-09-2841

  Notice of Proposed Agency Action Consent Agreement and Final Order - Westerman
Consent Agreement - Raymond James Fin. Svcs.