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CSI Legal Actions

Legal

CSI Securities 2007 Legal Actions

*In the Matter of: James A. Andrews C-08-07-06-235**
	Notice of Proposed Agency Action	Temporary Cease and Desist
	Consent Agreement and Final Order

*In the Matter of: Caruba International Business Corporation SEC-2007-93**
	Notice of Proposed Agency Action	Temporary Cease and Desist

*In the Matter of: Cascade Explortion Inc. 1-11-08-05-150**
	Notice of Proposed Agency Action	Consent Agreement ( Kegel )
	Consent Agreement ( Statelin )	Consent Agreement and Final Order

In the Matter of: *Concord Equity Group SEC-2009-58**
	Notice of Proposed Agency Action	Temporary Cease and Desist
	Consent Agreement RE: Respondent Concord Equity Group, LLC	Consent Agreement RE: Respondent Concord Equity Group Advisors

In the Matter of: *MDM Energy 1-07-28-06-231**
	Consent Agreement and Final Order

In the Matter of: *Mid-America Energy Inc. C-04-03-07-30**
	Notice of Proposed Agency Action	Temporary Cease and Desist
	Proposed Finding of Fact, Conclusions of Law and Order	Final Agency Decision

In the Matter of: *Ehrnkrantz King Nussbaum SEC-2007-71**
	Notice of Proposed Agency Action	Consent Agreement - Lubarsky
	Consent Agreement - Sirota	Consent Agreement - Tamborello
	Consent Agreement - Giugliano and Iezzoni	Consent Agreement - Iezzoni

In the Matter of: TTG Financial Services, Inc. * I-09-10-07-255
	Consent Agreement and Final Order

In the Matter of: *Richard H. Westerman C-05-04-09-2841**
	Notice of Proposed Agency Action	Consent Agreement and Final Order - Westerman
	Consent Agreement - Raymond James Fin. Svcs.

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