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CSI Legal Actions

Legal

CSI Securities 2008 Legal Actions

*In the Matter of: Foundation Capital Corporation SEC-2008-49**
	Consent Agreement and Final Order

In the Matter of: *Global Sports Marketing Corporation SEC-2008-21**
	Notice of Proposed Agency Disciplinary Action	Temporary Cease and Desist
	Consent Agreement and Final Order

*In the Matter of: Leo Lapito 1-02-05-01-075**
	Consent Agreement and Final Order

*In the Matter of: Morgan Stanley and Company, Inc. SEC-2009-79 * C05-09-08-273**
	Findings of Fact Conclusion of Law Consent Order	Consent Agreement and Final Order

*In the Matter of: Rothschild Investment Corporation SEC-2008-5**
	Consent Agreement and Order	Temporary Cease and Desist
	Notice of Proposed Agency Disciplinary Action

*In the Matter of: Style N-Tile International Inc. SEC-2008-4**
	Notice of Proposed Agency Disciplinary Action	Temporary Cease and Desist
	Consent Agreement: Tidwell	Consent Agreement: Coolidge
	Consent Agreement: Keck	Findings of Fact
	Final Agency Decision

*In the Matter of: Daniel Two Feathers SEC-2005-65**
	Notice of Proposed Agency Action	First Amended Notice of Agency Action
	Second Amended Notice of Agency Action	Petition for Injunctive Relief
	Order for Injunctive Relief	Consent Agreement RE: Shultz and Big Sky Equity
	Proposed Disciplinary Action	Department Request for Summary Judgment
	Final Agency Decision and Order	Consent Agreement - Schultz

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