In the Matter of: TD Ameritrade, Inc. * SEC-2009-58

In the Matter of: Banc of America Securities, LLC * SEC-2009-20

State of Montana v. Donald Chouinard * DC-09-576B

In the Matter of: Donald Chouinard, DC Wealth Management, Inc., DC Associates, Inc. * SEC-2009-46

In the Matter of: Citigroup Global Markets, Inc. * SEC-2009-4

In the Matter of: Cornerstone Financial (Keith Kovick)* CDV-2009-157 * ADV-2009-157 * SEC-2009-6

In the Matter of: Credit Suisse Securities (USA), LLC * SEC-2009-59

In the Matter of: DBSI, Inc. * 08-12687

In the Matter of: Duetsche Bank Securities, Inc. * SEC-2009-39

In the Matter of: Donald A. Garberg * 07-31-09-316C

In the Matter of: Robert Ross Koostra, First Fidelity Financial Group of Central Montana, LLC, Fidelity First Financial Group, LLC * SEC-2009-56

In the Matter of: KMS Financial Services * SEC-2009-73

In the Matter of: LPL Financial Corporation * SEC-2009-46

In the Matter of: Merrill Lynch, Pierce, Fenner & Smith * SEC-2009-29

In the Matter of: Merrill Lynch, Pierce, Fenner & Smith * SEC-2009-78

In the Matter of: JP Morgan Chase and Company * SEC-2009-38

In the Matter of: Sean M. Morgan * 07-31-09-316C

In the Matter of: ShareValue, Inc. and Richard F. Reynolds * SEC-2009-37

In the Matter of: Ronald Moschetta and Strasbourger, Pearson, Tulcin, Wolff, Inc. * SEC-2009-14

In the Matter of: Next Financial Group * SEC-2009-89

In the Matter of: Prosper Marketplace * SEC-2009-26

In the Matter of: RBC Capital Markets Corporation * SEC-2009-34

In the Matter of: Wachovia Securities, LLC * SEC-2009-5

In the Matter of: Wexl Financial * 03-16-09-2841